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COL Financial Group, Inc.

Company Description
COL Financial Group (COL), formerly, Inc., was incorporated on August 16, 1999, and on February 21, 2012, SEC approved the Company’s application for the change in company name to the present one. COL engages in the business of brokerage and/or dealership of securities, and to provide stock brokerage services through the internet.

The Company provides its customers with an array of products and services including full-service online stock brokerage, wide selection of mutual funds in a single platform, professional equity advisory services, investing tools and functionalities, research support, investor education seminars, market updates and information-driven briefings, and customer support.

In April 2017, Daiwa Securities Group, Inc. (Daiwa) acquired 14.9% of COL, giving Daiwa the opportunity to participate in the Philippine retail trading segment. Daiwa is an established financial services firm in Asia.

The Company owns 100% of COL Securities (HK) Limited, formerly Hong Kong Limited, a foreign subsidiary domiciled and incorporated in Hong Kong, which primarily acts as a stockbroker and invests in securities.

Source: SEC Form 17-A (2017)
Security Information
Sector Financials
Subsector Other Financial Institutions
Corporate Life 0
Incorporation Date Aug 16, 1999
Number of Directors 11
Stockholders' Meeting as per By-Laws any date in March of each year
Fiscal Year 12/31 (Month/Day)
External Auditor SyCip, Gorres, Velayo & Company
Transfer Agent Professional Stock Transfer, Inc.
Contact Information
Business Address Unit 2401B East Tower, PSE Centre, Exchange Road, Ortigas Center, Pasig City
E-mail Address
Telephone Number 636 5411 - 30
Fax Number 634 6958