9. Former name or former address, if changed since last report
Not applicable
10. Securities registered pursuant to Sections 8 and 12 of the SRC or Sections 4 and 8 of the RSA
Title of Each Class
Number of Shares of Common Stock Outstanding and Amount of Debt Outstanding
Common
1,818,436,953
Preferred
48,633,664
11. Indicate the item numbers reported herein
Item 9 (a) (19)
The Exchange does not warrant and holds no responsibility for the veracity of the facts and representations contained in all corporate disclosures, including financial reports. All data contained herein are prepared and submitted by the disclosing party to the Exchange, and are disseminated solely for purposes of information. Any questions on the data contained herein should be addressed directly to the Corporate Information Officer of the disclosing party.
Swift Foods, Inc.SFI
PSE Disclosure Form 12-1 - Change in Stock Transfer Agent References: Section 12 of the Revised Disclosure Rules
Subject of the Disclosure
Board's approval of the termination of the Stock Transfer Agreements dated 13 November 2015 between Securities Transfer Services, Inc. and Swift Foods, Inc. effective as of 30 November 2017 and appointment of Stock Transfer Service, Inc., with address at 34-D Rufino Pacific Tower, 6784 Ayala Avenue, Makati CIty, as the Issuer’s new Stock Transfer Agent.
Background/Description of the Disclosure
On 25 October 2017, the Issuer received a written notice from its Stock Transfer Agent, Securities Transfer Services, Inc. (“Securities TSI”), that due to a possible temporary suspension or cessation of its operations, it is terminating the Stock Transfer Agreements, both dated 13 November 2015, between Securities TSI and Swift Foods, Inc. effective as of 30 November 2017.
On 07 November 2017, during a regular meeting of the Board of Directors, where a quorum was present, the termination of the above-mentioned Stock Transfer Agreements was approved.
During the same meeting, the Board appointed Stock Transfer Service, Inc. (“Stock TSI”), with address at 34-D Rufino Pacific Tower, 6784 Ayala Avenue, Makati City, as the Issuer’s new Stock Transfer Agent.
A formal Transfer Agency Agreement between Stock TSI and Swift Foods, Inc. was executed and notarized on 27 November 2017.
Details of Changes in Stock Transfer Agent
Date of Approval by Board of Directors
Nov 7, 2017
Previous Stock Transfer Agent
Securities Transfer Services, Inc.
Effective Date of Termination
Nov 30, 2017
New Stock Transfer Agent
Stock Transfer Service, Inc.
Date of Engagement
Nov 27, 2017
Effective Date of Engagement
Dec 1, 2017
Reason(s) for Replacement
Securities Transfer Services, Inc. terminated its Stock Transfer Agreements dated 13 November 2015 with Swift Foods, Inc. due to a possible temporary suspension or cessation of its operations.
Other Relevant Information
This amendment is being submitted to report that on 27 November 2017, the Issuer and its new stock transfer agent, Stock Transfer Service, Inc. (“Stock TSI”), executed a Transfer Agency Agreement to be effective on 01 December 2017.