CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c) THEREUNDER
1. Date of Report (Date of earliest event reported)
Feb 23, 2018
2. SEC Identification Number
A-1997-18963
3. BIR Tax Identification No.
005-011-651-000
4. Exact name of issuer as specified in its charter
ASIA UNITED BANK CORPORATION
5. Province, country or other jurisdiction of incorporation
Pasig City, Philippines
6. Industry Classification Code(SEC Use Only)
7. Address of principal office
Joy-Nostalg Center No. 17 ADB Avenue, Ortigas Center, Pasig CityPostal Code1600
8. Issuer's telephone number, including area code
(632) 631-3333 / (632) 638-6888
9. Former name or former address, if changed since last report
Not Applicable
10. Securities registered pursuant to Sections 8 and 12 of the SRC or Sections 4 and 8 of the RSA
Title of Each Class
Number of Shares of Common Stock Outstanding and Amount of Debt Outstanding
Common Stock
485,310,538
11. Indicate the item numbers reported herein
Item 4.
The Exchange does not warrant and holds no responsibility for the veracity of the facts and representations contained in all corporate disclosures, including financial reports. All data contained herein are prepared and submitted by the disclosing party to the Exchange, and are disseminated solely for purposes of information. Any questions on the data contained herein should be addressed directly to the Corporate Information Officer of the disclosing party.
Asia United Bank CorporationAUB
PSE Disclosure Form 4-8 - Change in Directors and/or Officers (Resignation/Removal or Appointment/Election) References: SRC Rule 17 (SEC Form 17-C) and Section 4.4 of the Revised Disclosure Rules
Subject of the Disclosure
Promotion or Change in Designation of Officers
Background/Description of the Disclosure
At the meeting of the Board of Directors held today, 23 February 2018, the Board approved the promotion or change in designation of the following officers, which shall have retroactive effect as of January 1, 2018:
1) Mr. Wilfredo E. Rodriguez, Jr. from the position of Senior Vice President and Head of Information Technology to the position of Executive Vice President and Operations and Information Technology Group Head; 2) Mr. Jacob C. Ng from the position of First Vice President to the position of Senior Vice President and Branch Banking Group Head; and 3) Mr. Leonides F. Intalan from the position of First Vice President to the position of Senior Vice President and Consumer Lending Group Head. 4) Ms. Isabelita M. Papa from the position of Executive Vice President and Head of Operations to Executive Vice President, Consultant – Remittance business.
Resignation/Removal or Replacement
Name of Person
Position/Designation
Effective Date of Resignation/Cessation of term (mmm/dd/yyyy)
Reason(s) for Resignation/Cessation
"-"
"-"
"-"
"-"
Election or Appointment
Name of Person
Position/Designation
Date of Appointment/Election (mmm/dd/yyyy)
Effective Date of Appointment Election (mmm/dd/yyyy)
Shareholdings in the Listed Company
Nature of Indirect Ownership
Direct
Indirect
"-"
"-"
"-"
"-"
"-"
"-"
"-"
Promotion or Change in Designation
Name of Person
Position/Designation
Date of Approval (mmm/dd/yyyy)
Effective Date of Change (mmm/dd/yyyy)
Shareholdings in the Listed Company
Nature of Indirect Ownership
From
To
Direct
Indirect
Wilfredo E. Rodriguez Jr.
Senior Vice President and Head of Information Technology
Executive Vice President and Operations and Information Technology Group Head
02/23/2018
01/01/2018
73,455
24,000
Family
Jacob C. Ng
First Vice President
Senior Vice President and Branch Banking Group Head
02/23/2018
01/01/2018
9,450
0
N/A
Leonides F. Intalan
First Vice President
Senior Vice President and Consumer Lending Group Head
02/23/2018
01/01/2018
750
0
N/A
Isabelita M. Papa
Executive Vice President and Head of Operations
Executive Vice President, Consultant-Remittance business