Remarks C01904-2018

SECURITIES AND EXCHANGE COMMISSIONSEC FORM 17-C

CURRENT REPORT UNDER SECTION 17
OF THE SECURITIES REGULATION CODE
AND SRC RULE 17.2(c) THEREUNDER

1. Date of Report (Date of earliest event reported)
Mar 22, 2018
2. SEC Identification Number
AN092-002557
3. BIR Tax Identification No.
002-333-130
4. Exact name of issuer as specified in its charter
The Philippine Stock Exchange, Inc.
5. Province, country or other jurisdiction of incorporation
Republic of the Philippines
6. Industry Classification Code(SEC Use Only)
7. Address of principal office
The Philippine Stock Exchange, Inc., 6th to 10th Floors, PSE Tower, 5th Avenue corner 28th Street, Bonifacio Global City, Taguig City Postal Code 1634
8. Issuer's telephone number, including area code
(632) 8764888
9. Former name or former address, if changed since last report
2nd Floor, PSE Plaza, Ayala Triangle, Ayala Avenue, Makati City 1226
10. Securities registered pursuant to Sections 8 and 12 of the SRC or Sections 4 and 8 of the RSA
Title of Each Class Number of Shares of Common Stock Outstanding and Amount of Debt Outstanding
Common Shares 73,425,686
11. Indicate the item numbers reported herein
Item No. 9. Other Events

The Exchange does not warrant and holds no responsibility for the veracity of the facts and representations contained in all corporate disclosures, including financial reports. All data contained herein are prepared and submitted by the disclosing party to the Exchange, and are disseminated solely for purposes of information. Any questions on the data contained herein should be addressed directly to the Corporate Information Officer of the disclosing party.

The Philippine Stock Exchange, Inc.PSE

PSE Disclosure Form 4-30 - Material Information/Transactions References: SRC Rule 17 (SEC Form 17-C) and
Sections 4.1 and 4.4 of the Revised Disclosure Rules

Subject of the Disclosure

SEC Letter dated 22 March 2018

Background/Description of the Disclosure

The Company received today a letter dated 22 March 2018, from the Markets and Securities Regulation Department (MSRD) of the Securities and Exchange Commission (SEC), imposing a penalty on the Company in the total amount of PhP106,000.00 for the alleged violation of Rules 17.1.1.2 and 17.1.1.1.3(a) of the Implementing Rules and Regulations of the Securities Regulation Code. SEC-MSRD directed the Company to pay the imposed penalty on or before 2 April 2018. The Company will seek reconsideration of said decision.

Other Relevant Information

Please see attached.

Filed on behalf by:
Name Aissa Encarnacion
Designation Corporate Information Officer