CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c) THEREUNDER
1. Date of Report (Date of earliest event reported)
Apr 13, 2018
2. SEC Identification Number
A199910065
3. BIR Tax Identification No.
203523208
4. Exact name of issuer as specified in its charter
COL Financial Group, Inc.
5. Province, country or other jurisdiction of incorporation
Manila, Philippines
6. Industry Classification Code(SEC Use Only)
7. Address of principal office
24/F East Tower, PSE Centre, Exchange Road, Ortigas Center, Pasig CityPostal Code1605
8. Issuer's telephone number, including area code
(02) 636-5411
9. Former name or former address, if changed since last report
Not applicable
10. Securities registered pursuant to Sections 8 and 12 of the SRC or Sections 4 and 8 of the RSA
Title of Each Class
Number of Shares of Common Stock Outstanding and Amount of Debt Outstanding
Common Shares
476,000,000
11. Indicate the item numbers reported herein
Item #9
The Exchange does not warrant and holds no responsibility for the veracity of the facts and representations contained in all corporate disclosures, including financial reports. All data contained herein are prepared and submitted by the disclosing party to the Exchange, and are disseminated solely for purposes of information. Any questions on the data contained herein should be addressed directly to the Corporate Information Officer of the disclosing party.
COL Financial Group, Inc.COL
PSE Disclosure Form 4-25 - Results of Organizational Meeting References: SRC Rule 17 (SEC Form 17-C) and Section 4.4 of the Revised Disclosure Rules
Subject of the Disclosure
Results of Organizational Meeting
Background/Description of the Disclosure
Immediately after the stockholders’ meeting, the newly elected directors convened for an organizational meeting to appoint/elect the following corporate officers and members of the various committees:
List of elected officers for the ensuing year with their corresponding shareholdings in the Issuer
Name of Person
Position/Designation
Shareholdings in the Listed Company
Nature of Indirect Ownership
Direct
Indirect
Edward K. Lee
Chairman
91,017,200
8,001,200
thru Lydia C. Lee, Edmund C. Lee, and ELLEE & Co., Inc.
Alexander C. Yu
Vice Chairman
55,470,550
8,965,800
thru Adrian Alexander N. Yu, Michelle N. Yu and Tiffany Ann N. Yu
Conrado F. Bate
President and CEO
15,584,059
4,311,900
Indirect thru Kamias Realty Corporation
Catherine L. Ong
Treasurer and CFO
4,442,800
4,000,000
thru Pablo J. Ong, Carl Stephen L. Ong, and Adrian Roy L. Ong
Caesar A. Guerzon
Corporate Secretary
2,043,950
0
N/A
Juan G. Barredo
Assistant Corporate Secretary
1,235,150
0
N/A
Sharon T. Lim
Assistant Corporate Secretary
10,750
8,500
thru Paolo Chikiamco
List of Committees and Membership
Name of Committees
Members
Position/Designation in Committee
Compensation and Remuneration Committee
Alexander C. Yu
Chairman
Compensation and Remuneration Committee
Wellington C. Yu
Member
Compensation and Remuneration Committee
Catherine L. Ong
Member
Audit Committee
Wellington C. Yu
Chairman
Audit Committee
Raymond C. Yu
Member
Audit Committee
Hernan G. Lim
Member
Nomination Committee
Khoo Boo Boon
Chairman
Nomination Committee
Alexander C. Yu
Member
Nomination Committee
Caesar A. Guerzon
Member
List of other material resolutions, transactions and corporate actions approved by the Board of Directors