CR04352-2020

The PSE makes no representation on the accuracy, validity, correctness and completeness of the information stated in the respective PORs of listed companies. The PSE shall use the information contained in the POR submitted by the company in computing a company's weight in the index and this may be updated or adjusted consistent with the policy of the Exchange in managing the PSEi and sector indices.

SM Investments CorporationSM

PSE Disclosure Form POR-1 - Public Ownership Report Reference: Amended Rule on Minimum Public Ownership

Report Type

Report Date Jun 30, 2020
Computation of Public Ownership
Number of Issued and Outstanding
Common Shares
1,204,582,867
Less: Number of Treasury
Common Shares, if any
0
Number of Outstanding
Common Shares
1,204,582,867

Less :

A. Directors
Name Direct Indirect Total direct & indirect shares % to Total Outstanding Shares
Jose T. Sio 21 - 21 0
Teresita T. Sy 85,440,508 - 85,440,508 7.09
Henry T. Sy, Jr. 75,855,816 11,647,192 87,503,008 7.27
Harley T. Sy 87,604,771 - 87,604,771 7.27
Frederic C. DyBuncio - 10 10 0
Tomasa H. Lipana 150 - 150 0
Alfredo E. Pascual 10 - 10 0
Robert G. Vergara 100 - 100 0
248,901,376 11,647,202 260,548,578 21.63
B. Officers
Name Direct Indirect Total direct & indirect shares % to Total Outstanding Shares
Franklin C. Gomez 4,500 - 4,500 0
Cecilia R. Patricio 130 - 130 0
4,630 0 4,630 0
C. Principal/Substantial Stockholders
Name Direct Indirect Total direct & indirect shares % to Total Outstanding Shares
Hans T. Sy 75,839,675 22,929,461 98,769,136 8.2
Herbert T. Sy 98,753,008 - 98,753,008 8.2
Elizabeth T. Sy 71,022,817 - 71,022,817 5.9
245,615,500 22,929,461 268,544,961 22.3
D. Affiliates
Name Direct Indirect Total direct & indirect shares % to Total Outstanding Shares
Multi-Realty Dev - 1,648 1,648 0
SM Prime Holdings, Inc. - 146,104 146,104 0.01
Belle Corporation 48,877 - 48,877 0
Syntrix Holdings, Inc. 46,875,000 - 46,875,000 3.89
Sysmart Corporation 28,925,745 41,007 28,966,752 2.4
Tansmart Corporation 22,500,000 5,000,000 27,500,000 2.29
98,349,622 5,188,759 103,538,381 8.59
E. Government
Name Direct Indirect Total direct & indirect shares % to Total Outstanding Shares
-- - - - -
0 0 0 0
F. Banks
Name Direct Indirect Total direct & indirect shares % to Total Outstanding Shares
-- - - - -
0 0 0 0
G. Employees
Name Direct Indirect Total direct & indirect shares % to Total Outstanding Shares
-- - - - -
0 0 0 0
H. Lock-Up Shares
Name Direct Indirect Total direct & indirect shares % to Total Outstanding Shares
-- - - - -
0 0 0 0
I. Others
Name Direct Indirect Total direct & indirect shares % to Total Outstanding Shares
-- - - - -
0 0 0 0
Number of Listed
Common Shares
1,204,582,867
Total Number of
Non-Public Shares
632,636,550
Total Number of Shares Owned
by the Public
571,946,317
Public Ownership Percentage 47.48
Other Relevant Information

Please see attachment.

Filed on behalf by:
Name Elmer Serrano
Designation Corporate Secretary