The PSE makes no representation on the accuracy, validity, correctness and completeness of the information stated in the respective PORs of listed companies. The PSE shall use the information contained in the POR submitted by the company in computing a company's weight in the index and this may be updated or adjusted consistent with the policy of the Exchange in managing the PSEi and sector indices.

DFNN, Inc.DFNN

PSE Disclosure Form POR-1 - Public Ownership Report Reference: Amended Rule on Minimum Public Ownership

Report Type

• Monthly
• Quarterly
• Others

Report Date	Dec 31, 2020

Computation of Public Ownership

Number of Issued and Outstanding Common Shares	324,620,008
Less: Number of Treasury Common Shares, if any	0
Number of Outstanding Common Shares	324,620,008

Less :

A. Directors

Name	Direct	Indirect	Total direct & indirect shares	% to Total Outstanding Shares
Ramon C. Garcia Jr.	15,810,766	0	15,810,766	4.87
Charles Hwang	1,000	0	1,000	0
James Beltran	760,000	0	760,000	0.23
Jonathan Leong	1,000	0	1,000	0
Franchette M. Acosta	100	0	100	0
Jean Henri D. Lhuillier	17,359,053	0	17,359,053	5.34
Marco Antonio R. Urera	1,133,501	0	1,133,501	0.34
Edwin B. Villanueva	1,012,501	0	1,012,501	0.31
Eric Francis P. Ongkauko	125,001	0	125,001	0.03
Calvin Lim	172,000	0	172,000	0.05
Brandon C. Chan	1	0	1	0
	36,374,923	0	36,374,923	11.17

B. Officers

Name	Direct	Indirect	Total direct & indirect shares	% to Total Outstanding Shares
Christopher M. Tio	0	0	0	0
Elisaire Lacson	0	0	0	0
Atty. Cyrus R. Montesa	0	0	0	0
Atty. Elmer B. Serrano	100	0	100	0
Ricardo F. Banaag	0	0	0	0
Chi-Ho Li	0	0	0	0
Abigail A. Garcia	0	0	0	0
Ramon C. Garcia Jr. (same as above)	0	0	0	0
Calvin Lim (same as above)	0	0	0	0
Edwin B. Villanueva (same as above)	0	0	0	0
	100	0	100	0

C. Principal/Substantial Stockholders

Name	Direct	Indirect	Total direct & indirect shares	% to Total Outstanding Shares
Diversified Securities Inc.	200,000	5,564,844	5,764,844	1.77
OCU Group Inc.	2,800,000	0	2,800,000	0.86
Excel Century Investment Limited	0	47,540,983	47,540,983	14.64
	3,000,000	53,105,827	56,105,827	17.27

D. Affiliates

Name	Direct	Indirect	Total direct & indirect shares	% to Total Outstanding Shares
0	0	0	0	0
	0	0	0	0

E. Government

Name	Direct	Indirect	Total direct & indirect shares	% to Total Outstanding Shares
0	0	0	0	0
	0	0	0	0

F. Banks

Name	Direct	Indirect	Total direct & indirect shares	% to Total Outstanding Shares
0	0	0	0	0
	0	0	0	0

G. Employees

Name	Direct	Indirect	Total direct & indirect shares	% to Total Outstanding Shares
0	0	0	0	0
	0	0	0	0

H. Lock-Up Shares

Name	Direct	Indirect	Total direct & indirect shares	% to Total Outstanding Shares
0	0	0	0	0
	0	0	0	0

I. Others

Name	Direct	Indirect	Total direct & indirect shares	% to Total Outstanding Shares
0	0	0	0	0
	0	0	0	0

Number of Listed Common Shares	318,247,575
Total Number of Non-Public Shares	92,480,850
Total Number of Shares Owned by the Public	232,139,158
Public Ownership Percentage	71.51

Other Relevant Information
The Public Ownership Report is hereby amended to reflect all elected officers (B), including those already listed under directors and officers with zero shareholdings. For directors who are concurrent officers; namely, Ramon C. Garcia Jr., Calvin Lim and Edwin B. Villanueva, we have indicated “Same as above” and zero for their shareholdings to avoid the double counting of shares.