CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c) THEREUNDER
1. Date of Report (Date of earliest event reported)
Apr 20, 2021
2. SEC Identification Number
AS094-000088
3. BIR Tax Identification No.
003-058-789
4. Exact name of issuer as specified in its charter
SM PRIME HOLDINGS, INC.
5. Province, country or other jurisdiction of incorporation
Philippines
6. Industry Classification Code(SEC Use Only)
7. Address of principal office
10/F Mall of Asia Arena Annex Building, Coral Way cor. J.W. Diokno Boulevard, Mall of Asia Complex, Pasay CityPostal Code1300
8. Issuer's telephone number, including area code
(632) 8831-1000
9. Former name or former address, if changed since last report
N/A
10. Securities registered pursuant to Sections 8 and 12 of the SRC or Sections 4 and 8 of the RSA
Title of Each Class
Number of Shares of Common Stock Outstanding and Amount of Debt Outstanding
COMMON STOCK, P1 PAR VALUE
28,879,231,694
11. Indicate the item numbers reported herein
ITEM # 9, LETTER B
The Exchange does not warrant and holds no responsibility for the veracity of the facts and representations contained in all corporate disclosures, including financial reports. All data contained herein are prepared and submitted by the disclosing party to the Exchange, and are disseminated solely for purposes of information. Any questions on the data contained herein should be addressed directly to the Corporate Information Officer of the disclosing party.
SM Prime Holdings, Inc.SMPH
PSE Disclosure Form 4-25 - Results of Organizational Meeting References: SRC Rule 17 (SEC Form 17-C) and Section 4.4 of the Revised Disclosure Rules
Subject of the Disclosure
Results of Organizational Meeting of Board of Directors
Background/Description of the Disclosure
Results of Organizational Meeting of Board of Directors
List of elected officers for the ensuing year with their corresponding shareholdings in the Issuer
Name of Person
Position/Designation
Shareholdings in the Listed Company
Nature of Indirect Ownership
Direct
Indirect
HENRY T. SY, JR.
Chairman
689,313,743
5,164,829
with various brokers/PCD
AMANDO M. TETANGCO, JR.
Vice Chairman and Lead Independent Director
1,000
0
N/A
J. CARLITOS G. CRUZ
Independent Director
0
100
with various brokers/PCD
DARLENE MARIE B. BERBERABE
Independent Director
0
100
with various brokers/PCD
JEFFREY C. LIM
President
0
50,000
with various brokers/PCD
JOHN NAI PENG C. ONG
Chief Finance Officer, Chief Information Officer
0
0
N/A
MARVIN PERRIN L. PE
Chief Risk Officer, Chief Compliance Officer
0
0
N/A
CHRISTOPHER S. BAUTISTA
Vice President-Internal Audit
0
37,500
with various brokers/PCD
STEVEN T. TAN
President, Malls
0
13,100
with various brokers/PCD
JOSE MARI H. BANZON
President, Residential (Primary)
0
25,000
with various brokers/PCD
SHIRLEY C. ONG
EVP, Residential (Leisure)
0
0
N/A
RUSSEL T. SY
VP, Commercial
0
0
N/A
MA. LUISA E. ANGELES
EVP, Hotels and Convention Centers
0
0
N/A
ELMER B. SERRANO
Corporate Secretary
0
0
N/A
List of Committees and Membership
Name of Committees
Members
Position/Designation in Committee
Corporate Governance Committee
DARLENE MARIE B. BERBERABE
Chairman (Independent Director)
Corporate Governance Committee
AMANDO M. TETANGCO, JR.
Member (Independent Director)
Corporate Governance Committee
J. CARLITOS G. CRUZ
Member (Independent Director)
Audit Committee
AMANDO M. TETANGCO, JR.
Chairman (Independent Director)
Audit Committee
J. CARLITOS G. CRUZ
Member (Independent Director)
Audit Committee
DARLENE MARIE B. BERBERABE
Member (Independent Director)
Audit Committee
JORGE T. MENDIOLA
Member
Audit Committee
JOSE T. SIO
Adviser
Risk Oversight Committee
J. CARLITOS G. CRUZ
Chairman (Independent Director)
Risk Oversight Committee
AMANDO M. TETANGCO, JR.
Member (Independent Director)
Risk Oversight Committee
JORGE T. MENDIOLA
Member
Risk Oversight Committee
JOSE T. SIO
Adviser
Related Party Transactions Committee
DARLENE MARIE B. BERBERABE
Chairman (Independent Director)
Related Party Transactions Committee
AMANDO M. TETANGCO, JR.
Member (Independent Director)
Related Party Transactions Committee
JORGE T. MENDIOLA
Member
Executive Committee
HANS T. SY
Chairman
Executive Committee
HENRY T. SY, JR.
Member
Executive Committee
JEFFREY C. LIM
Member
Executive Committee
HERBERT T. SY
Member
Executive Committee
ELIZABETH T. SY
Member
Executive Committee
JOHN NAI PENG C. ONG
Member
List of other material resolutions, transactions and corporate actions approved by the Board of Directors
Mr. John Nai Peng C. Ong was appointed as Corporate Information Officer.
ARTHUR A. SY - Alternate
Mr. Marvin Perrin L. Pe was appointed as Corporate Compliance Officer.
ELMER B. SERRANO - Alternate
Atty. Elmer B. Serrano and Atty. Arthur A. Sy were appointed as Corporate Secretary and Assistant Corporate Secretary, respectively.