CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c) THEREUNDER
1. Date of Report (Date of earliest event reported)
Sep 22, 2021
2. SEC Identification Number
A199910065
3. BIR Tax Identification No.
203523208
4. Exact name of issuer as specified in its charter
COL Financial Group, Inc.
5. Province, country or other jurisdiction of incorporation
Manila, Philippines
6. Industry Classification Code(SEC Use Only)
7. Address of principal office
24/F East Tower, Tektite Towers, Exchange Road, Ortigas Center, Pasig CityPostal Code1605
8. Issuer's telephone number, including area code
(02) 8636-5411
9. Former name or former address, if changed since last report
Not applicable
10. Securities registered pursuant to Sections 8 and 12 of the SRC or Sections 4 and 8 of the RSA
Title of Each Class
Number of Shares of Common Stock Outstanding and Amount of Debt Outstanding
Common Shares
4,760,000,000
11. Indicate the item numbers reported herein
Item #9
The Exchange does not warrant and holds no responsibility for the veracity of the facts and representations contained in all corporate disclosures, including financial reports. All data contained herein are prepared and submitted by the disclosing party to the Exchange, and are disseminated solely for purposes of information. Any questions on the data contained herein should be addressed directly to the Corporate Information Officer of the disclosing party.
COL Financial Group, Inc.COL
PSE Disclosure Form 13-1 - Change in Shareholdings of Directors and Principal Officers References: SRC Rule 23 (SEC Form 23-B) and Section 13 of the Revised Disclosure Rules
Subject of the Disclosure
Changes in Shareholdings of a Director
Background/Description of the Disclosure
Reporting the changes in shareholdings of a Director
Name of Person
Raymond C. Yu
Position/Designation
Director
For Equity Securities
Type of Security / Stock Symbol
Date of Transaction
Securities Acquired (A) or Disposed (D)
Ownership Form Direct (D) or Indirect (I)
Nature of Indirect Beneficial Ownership
Number of Shares
(A) or (D)
Price per Share
Common Shares / COL
Sep 16, 2021
100,000
A
4.30
I
Indirect through Jacqueline Yu or Raynard Yu
Number of Shares Owned after the Transaction
Direct
136,705,400
Indirect
86,634,000
Filed on behalf by:
Name
Sharon Lim
Designation
VP – Head of Legal & Compliance, Corporate Secretary