C07929-2021

SECURITIES AND EXCHANGE COMMISSIONSEC FORM 17-C

CURRENT REPORT UNDER SECTION 17
OF THE SECURITIES REGULATION CODE
AND SRC RULE 17.2(c) THEREUNDER

1. Date of Report (Date of earliest event reported)
Nov 23, 2021
2. SEC Identification Number
A199908874
3. BIR Tax Identification No.
202955796
4. Exact name of issuer as specified in its charter
DFNN Inc.
5. Province, country or other jurisdiction of incorporation
Philippines
6. Industry Classification Code(SEC Use Only)
7. Address of principal office
L2 - L5 14th Floor, 5th Ave. cor. 28th St., Philippine Stock Exchange Tower, BGC, Taguig City Postal Code 1634
8. Issuer's telephone number, including area code
(02) 8396 - 5270
9. Former name or former address, if changed since last report
None
10. Securities registered pursuant to Sections 8 and 12 of the SRC or Sections 4 and 8 of the RSA
Title of Each Class Number of Shares of Common Stock Outstanding and Amount of Debt Outstanding
Common 324,620,008
11. Indicate the item numbers reported herein
None

The Exchange does not warrant and holds no responsibility for the veracity of the facts and representations contained in all corporate disclosures, including financial reports. All data contained herein are prepared and submitted by the disclosing party to the Exchange, and are disseminated solely for purposes of information. Any questions on the data contained herein should be addressed directly to the Corporate Information Officer of the disclosing party.

DFNN, Inc.DFNN

PSE Disclosure Form 13-1 - Change in Shareholdings of
Directors and Principal Officers References: SRC Rule 23 (SEC Form 23-B) and
Section 13 of the Revised Disclosure Rules

Subject of the Disclosure

Change in Shareholdings of Director and Principal Officer

Background/Description of the Disclosure

Executive Chairman of the Board Ramon C. Garcia Jr. directly acquired the following:
100,000 shares of stock of DFNN Inc. at Php 2.94 per share;
50,000 shares of stock of DFNN Inc. at Php 2.95 per share;
50,000 shares of stock of DFNN Inc. at Php 2.96 per share;
50,000 shares of stock of DFNN Inc. at Php 2.97 per share;

Name of Person Ramon C. Garcia, Jr.
Position/Designation Executive Chairman of the Board
For Equity Securities
Type of Security / Stock Symbol Date of Transaction Securities Acquired (A) or Disposed (D) Ownership Form Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Number of Shares (A) or (D) Price per Share
DFNN Nov 19, 2021 100,000 A 2.94 D N/A
DFNN Nov 19, 2021 50,000 A 2.95 D N/A
DFNN Nov 19, 2021 50,000 A 2.96 D N/A
DFNN Nov 19, 2021 50,000 A 2.97 D N/A
Number of Shares Owned after the Transaction
Direct 16,280,766
Indirect -
Filed on behalf by:
Name Cyrus Richard Montesa
Designation Chief Legal Counsel/Chief Compliance Officer