C07996-2021

SECURITIES AND EXCHANGE COMMISSIONSEC FORM 17-C

CURRENT REPORT UNDER SECTION 17
OF THE SECURITIES REGULATION CODE
AND SRC RULE 17.2(c) THEREUNDER

1. Date of Report (Date of earliest event reported)
Nov 25, 2021
2. SEC Identification Number
PW-00000834
3. BIR Tax Identification No.
000-269-435
4. Exact name of issuer as specified in its charter
ROXAS AND COMPANY, INC.
5. Province, country or other jurisdiction of incorporation
Philippines
6. Industry Classification Code(SEC Use Only)
7. Address of principal office
7F Cacho Gonzales Bldg., 101 Aguirre St., Legaspi Village, Makati City Postal Code 1229
8. Issuer's telephone number, including area code
(632) 8810-8901 to 06
9. Former name or former address, if changed since last report
CADP GROUP CORPORATION
10. Securities registered pursuant to Sections 8 and 12 of the SRC or Sections 4 and 8 of the RSA
Title of Each Class Number of Shares of Common Stock Outstanding and Amount of Debt Outstanding
Common 2,221,902,716
11. Indicate the item numbers reported herein
Item No. 9

The Exchange does not warrant and holds no responsibility for the veracity of the facts and representations contained in all corporate disclosures, including financial reports. All data contained herein are prepared and submitted by the disclosing party to the Exchange, and are disseminated solely for purposes of information. Any questions on the data contained herein should be addressed directly to the Corporate Information Officer of the disclosing party.

Roxas and Company, Inc.RCI

PSE Disclosure Form 9-2 - Sale of Treasury Shares References: Section 9 of the Revised Disclosure Rules

Subject of the Disclosure

Cross transaction of treasury shares to implement share based remuneration of directors.

Background/Description of the Disclosure

Please be informed that on 25 November 2021, Roxas and Company, Inc. ("RCI") crossed 151,786 of its treasury shares @Php0.70/share in favor of the following RCI directors as part of their share-based remuneration:

Mr. Pedro O. Roxas for 32,143 shares
Mr. Edgar P. Arcos for 23,214 shares
Mr. Francisco R. Elizalde for 32,143 shares
Mr. Santiago R. Elizalde for 32,143 shares
Mr. Aurelio R. Montinola III for 32,143 shares

The total outstanding shares of RCI after the above transaction is 2,222,054,502.

Type of Securities

Details of Sale of Treasury Shares
Date of Transaction Number of Shares Sold Price Per Share
Nov 25, 2021 151,786 0.70
Effects on Number of Shares
Before
After
Outstanding Shares
2,221,902,716
2,222,054,502
Treasury Shares
689,983,154
689,831,368
Cumulative Number of Shares Sold to Date 1 188,150,520
Number of Shares Authorized for Sale 933,703,514
Other Relevant Information

-

1 From the date when the sale of treasury shares program commenced.

Filed on behalf by:
Name MARCELINO BUNDOC
Designation Accounting and Finance Manager