9. Former name or former address, if changed since last report
n/a
10. Securities registered pursuant to Sections 8 and 12 of the SRC or Sections 4 and 8 of the RSA
Title of Each Class
Number of Shares of Common Stock Outstanding and Amount of Debt Outstanding
common
4,940,399,068
11. Indicate the item numbers reported herein
4-30
The Exchange does not warrant and holds no responsibility for the veracity of the facts and representations contained in all corporate disclosures, including financial reports. All data contained herein are prepared and submitted by the disclosing party to the Exchange, and are disseminated solely for purposes of information. Any questions on the data contained herein should be addressed directly to the Corporate Information Officer of the disclosing party.
Philex Mining CorporationPX
PSE Disclosure Form 4-30 - Material Information/Transactions References: SRC Rule 17 (SEC Form 17-C) and Sections 4.1 and 4.4 of the Revised Disclosure Rules
Subject of the Disclosure
Receipt of Pre-effective letter issued by the Securities and Exchange Commission
Background/Description of the Disclosure
Philex Mining Corporation (the "Company") received today, 28 January 2022, the pre-effective letter issued by the Securities and Exchange Commission ("SEC"), relating to the Stock Rights Offer of up to Eight Hundred Forty Two Million (842,000,000) common shares subject to compliance by the Company with the conditions prescribed in the pre-effective letter.
The pre-effective letter is in relation to the Company’s Amended Registration Statement (SEC Form 12-1) filed with the Commission on January 25, 2022 (originally filed on November 8, 2021) relating to the Stock Rights Offer of up to Eight Hundred Forty Two Million (842,000,000) common shares with par value of One Peso (PhP1.00) per Offer Share, to be listed and traded on the Main Board of the Philippine Stock Exchange, Inc. (PSE).
The pre-effective letter is without prejudice to the prerogative of the SEC to act later against the Company, if warranted, to ensure full compliance with the provisions of the Securities Regulation Code, its Implementing Rules and Regulations, as well as P.D. 129, as amended, and the Omnibus Rules and Regulations for Investment House and Universal Bank Registered as Underwriters of Securities.