The PSE makes no representation on the accuracy, validity, correctness and completeness of the information stated in the respective PORs of listed companies. The PSE shall use the information contained in the POR submitted by the company in computing a company's weight in the index and this may be updated or adjusted consistent with the policy of the Exchange in managing the PSEi and sector indices.

DFNN, Inc.DFNN

PSE Disclosure Form POR-1 - Public Ownership Report Reference: Amended Rule on Minimum Public Ownership

Report Type

• Monthly
• Quarterly
• Others

Report Date	Jun 30, 2024

Computation of Public Ownership

Number of Issued Common Shares	384,277,008
Less: Number of Treasury Common Shares, if any	0
Number of Outstanding Common Shares	384,277,008

Less :

A. Directors

Name	Direct	Indirect	Total direct & indirect shares	% to Total Outstanding Shares
Ramon C. Garcia, Jr.	23,020,766	58,661,221	81,681,987	21.25
Marco Antonio R. Urera	1,133,501	-	1,133,501	0.29
Edwin B. Villanueva	1,494,990	-	1,494,990	0.38
Eric Francis P. Ongkauko	125,001	-	125,001	0.03
Calvin E. Lim	672,000	-	672,000	0.17
Nicholas Anthony N. Te	1,000	23,863,000	23,864,000	6.21
Elmer B. Serrano	100	-	100	0
James Beltran	760,000	-	760,000	0.19
Jean Henri D. Lhuillier	17,359,053	-	17,359,053	4.51
Steve Tsao	10,000	-	10,000	0
	44,576,411	82,524,221	127,100,632	33.03

B. Officers

Name	Direct	Indirect	Total direct & indirect shares	% to Total Outstanding Shares
Ramon C. Garcia, Jr. (same as above)	-	-	-	-
Edwin B. Villanueva (same as above)	-	-	-	-
Elisaire T. Lacson	-	-	-	-
Ricardo F. Banaag	810,914	-	810,914	0.21
Mark Allan E. De Ungria	-	-	-	-
Abigail A. Garcia	-	-	-	-
Donald G. Limcaco	1,335,000	-	1,335,000	0.34
Elmer B. Serrano (same as above)	-	-	-	-
	2,145,914	0	2,145,914	0.55

C. Principal/Substantial Stockholders

Name	Direct	Indirect	Total direct & indirect shares	% to Total Outstanding Shares
Diversified Securities Inc.	200,000	5,564,844	5,764,844	1.5
OCU Group, Inc.	2,800,000	-	2,800,000	0.72
	3,000,000	5,564,844	8,564,844	2.22

D. Affiliates

Name	Direct	Indirect	Total direct & indirect shares	% to Total Outstanding Shares
-	-	-	-	-
	0	0	0	0

E. Government

Name	Direct	Indirect	Total direct & indirect shares	% to Total Outstanding Shares
-	-	-	-	-
	0	0	0	0

F. Banks

Name	Direct	Indirect	Total direct & indirect shares	% to Total Outstanding Shares
-	-	-	-	-
	0	0	0	0

G. Employees

Name	Direct	Indirect	Total direct & indirect shares	% to Total Outstanding Shares
-	-	-	-	-
	0	0	0	0

H. Lock-Up Shares

Name	Direct	Indirect	Total direct & indirect shares	% to Total Outstanding Shares
-	-	-	-	-
	0	0	0	0

I. Others

Name	Direct	Indirect	Total direct & indirect shares	% to Total Outstanding Shares
-	-	-	-	-
	0	0	0	0

Number of Listed Common Shares	318,247,575
Total Number of Non-Public Shares	137,811,390
Total Number of Shares Owned by the Public	246,465,618
Public Ownership Percentage	64.14

Other Relevant Information

This disclosure is amended to update the Public Ownership Report by incorporating the new issuances of common shares pursuant to the private placement approved by the shareholders on May 17, 2024. These changes have resulted in adjustments to the indirect shareholdings of Chairman Ramon C. Garcia, Jr. and Director Nicholas Anthony N. Te. The amendment also reflects the updated total number of non-public shares, now amounting to 137,811,390, and the total number of shares owned by the public, now amounting to 246,465,618.