The PSE makes no representation on the accuracy, validity, correctness and completeness of the information stated in the respective PORs of listed companies. The PSE shall use the information contained in the POR submitted by the company in computing a company's weight in the index and this may be updated or adjusted consistent with the policy of the Exchange in managing the PSEi and sector indices.
COL Financial Group, Inc.COL
PSE Disclosure Form POR-1 - Public Ownership Report Reference: Amended Rule on Minimum Public Ownership
Report Type
Computation of Public Ownership
Number of Issued
Common Shares |
5,949,999,998 |
Less: Number of Treasury
Common Shares, if any |
0 |
Number of Outstanding
Common Shares |
5,949,999,998 |
Less :
A. Directors
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| Edward K. Lee |
778,125,000 |
515,798,750 |
1,293,923,750 |
21.75 |
|
| Alexander C. Yu |
0 |
823,906,563 |
823,906,563 |
13.85 |
|
| Conrado F. Bate |
1,248 |
248,414,500 |
248,415,748 |
4.18 |
|
| Hernan G. Lim |
1,250,000 |
217,827,312 |
219,077,312 |
3.68 |
|
| Raymond C. Yu |
1,250,000 |
238,506,750 |
239,756,750 |
4.03 |
|
| Wellington Yu |
125,000 |
0 |
125,000 |
0 |
|
| Kosuke Mizuno |
1 |
0 |
1 |
0 |
|
| Paulwell Han |
1,250,000 |
122,698,437 |
123,948,437 |
2.08 |
|
| Arthur Gerard Gindap |
0 |
150,000 |
150,000 |
0 |
|
| Roberto C. Benares |
0 |
1,250 |
1,250 |
0 |
|
| Betty C. Siy-Yap |
0 |
1,250 |
1,250 |
0 |
|
|
782,001,249 |
2,167,304,812 |
2,949,306,061 |
49.57 |
|
B. Officers
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| Catherine L. Ong |
0 |
54,910,000 |
54,910,000 |
0.92 |
|
| Juan G. Barredo |
0 |
10,021,875 |
10,021,875 |
0.17 |
|
| Nikos J. Bautista |
0 |
14,502,500 |
14,502,500 |
0.24 |
|
| Lorena E. Velarde |
0 |
5,625,000 |
5,625,000 |
0.09 |
|
| April Lynn L. Tan |
0 |
15,225,000 |
15,225,000 |
0.26 |
|
| Melissa O. Ng |
0 |
3,234,375 |
3,234,375 |
0.05 |
|
| Sharon T. Lim |
0 |
568,125 |
568,125 |
0.01 |
|
| Gabriel Jose E. Mendiola |
0 |
54,156,250 |
54,156,250 |
0.91 |
|
| Joyce G. Chan |
0 |
7,333,750 |
7,333,750 |
0.12 |
|
| Rea P. Orteza |
0 |
5,750 |
5,750 |
0 |
|
| Stephanie Faye B. Reyes |
0 |
1,250 |
1,250 |
0 |
|
|
0 |
165,583,875 |
165,583,875 |
2.77 |
|
C. Principal/Substantial Stockholders
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| Daiwa Securities Group, Inc. |
0 |
924,050,000 |
924,050,000 |
15.53 |
|
|
0 |
924,050,000 |
924,050,000 |
15.53 |
|
D. Affiliates
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| - |
- |
- |
- |
- |
|
|
0 |
0 |
0 |
0 |
|
E. Government
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| - |
- |
- |
- |
- |
|
|
0 |
0 |
0 |
0 |
|
F. Banks
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| - |
- |
- |
- |
- |
|
|
0 |
0 |
0 |
0 |
|
G. Employees
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| - |
- |
- |
- |
- |
|
|
0 |
0 |
0 |
0 |
|
H. Lock-Up Shares
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| - |
- |
- |
- |
- |
|
|
0 |
0 |
0 |
0 |
|
I. Others
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| - |
- |
- |
- |
- |
|
|
0 |
0 |
0 |
0 |
|
Number of Listed
Common Shares |
5,949,999,998 |
Total Number of
Non-Public Shares |
4,038,939,936 |
Total Number of Shares Owned
by the Public |
1,911,060,062 |
| Public Ownership Percentage |
32.12% |
| Other Relevant Information |
None |
Filed on behalf by:
| Name |
Stephanie Faye Reyes |
| Designation |
Assistant Corporate Secretary |