The PSE makes no representation on the accuracy, validity, correctness and completeness of the information stated in the respective PORs of listed companies. The PSE shall use the information contained in the POR submitted by the company in computing a company's weight in the index and this may be updated or adjusted consistent with the policy of the Exchange in managing the PSEi and sector indices.
DFNN, Inc.DFNN
PSE Disclosure Form POR-1 - Public Ownership Report Reference: Amended Rule on Minimum Public Ownership
Report Type
Computation of Public Ownership
Number of Issued Common Shares |
400,000,000 |
Less: Number of Treasury Common Shares, if any |
0 |
Number of Outstanding Common Shares |
400,000,000 |
Less :
A. Directors
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| Ramon C. Garcia, Jr. |
23,242,766 |
70,465,016 |
93,707,782 |
23.43 |
|
| James Beltran |
760,000 |
0 |
760,000 |
0.19 |
|
| Kwok Yam Ian Chan |
1,000 |
0 |
1,000 |
0 |
|
| Maro Antonio R. Urera |
1,143,501 |
0 |
1,143,501 |
0.28 |
|
| Edwin B. Villanueva |
1,494,990 |
0 |
1,494,990 |
0.37 |
|
| Eric Francis P. Ongkauko |
125,001 |
0 |
125,001 |
0.03 |
|
| Nicholas Anthony N. Te |
1,000 |
30,152,197 |
30,153,197 |
7.54 |
|
| Elmer B. Serrano |
100 |
0 |
100 |
0 |
|
| Ricardo F. Banaag |
810,914 |
0 |
810,914 |
0.2 |
|
| Mardonio Cornelio Viejo Caedo |
1,000 |
0 |
1,000 |
0 |
|
|
27,580,272 |
100,617,213 |
128,197,485 |
32.04 |
|
B. Officers
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| Elisaire T. Lacson |
0 |
0 |
0 |
0 |
|
| Mark Allan De Ungria |
0 |
0 |
0 |
0 |
|
| Abigail Garcia |
0 |
0 |
0 |
0 |
|
| Donald G. Limcaco |
1,335,000 |
0 |
1,335,000 |
0.33 |
|
| Christopher Lawrence C. Ferriols |
0 |
0 |
0 |
0 |
|
|
1,335,000 |
0 |
1,335,000 |
0.33 |
|
C. Principal/Substantial Stockholders
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| Diversified Securities Inc. |
200,000 |
5,564,844 |
5,764,844 |
1.44 |
|
| OCU Group Inc. |
2,800,000 |
0 |
2,800,000 |
0.7 |
|
|
3,000,000 |
5,564,844 |
8,564,844 |
2.14 |
|
D. Affiliates
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| - |
- |
- |
- |
- |
|
|
0 |
0 |
0 |
0 |
|
E. Government
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| - |
- |
- |
- |
- |
|
|
0 |
0 |
0 |
0 |
|
F. Banks
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| - |
- |
- |
- |
- |
|
|
0 |
0 |
0 |
0 |
|
G. Employees
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| - |
- |
- |
- |
- |
|
|
0 |
0 |
0 |
0 |
|
H. Lock-Up Shares
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| - |
- |
- |
- |
- |
|
|
0 |
0 |
0 |
0 |
|
I. Others
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| - |
- |
- |
- |
- |
|
|
0 |
0 |
0 |
0 |
|
Number of Listed Common Shares |
318,247,575 |
Total Number of Non-Public Shares |
138,097,329 |
Total Number of Shares Owned by the Public |
261,902,671 |
| Public Ownership Percentage |
65.48 |
| Other Relevant Information |
N/A |
Filed on behalf by:
| Name |
Christopher Lawrence Ferriols |
| Designation |
Corporate and Legal Affairs Lead |