The PSE makes no representation on the accuracy, validity, correctness and completeness of the information stated in the respective PORs of listed companies. The PSE shall use the information contained in the POR submitted by the company in computing a company's weight in the index and this may be updated or adjusted consistent with the policy of the Exchange in managing the PSEi and sector indices.
Upson International Corp.UPSON
PSE Disclosure Form POR-1 - Public Ownership Report Reference: Amended Rule on Minimum Public Ownership
Report Type
Computation of Public Ownership
Number of Issued Common Shares |
3,125,001,300 |
Less: Number of Treasury Common Shares, if any |
- |
Number of Outstanding Common Shares |
3,125,001,300 |
Less :
A. Directors
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| Lawrence O. Lee |
- |
670,755,229 |
670,755,229 |
21.46 |
|
| Ricardo A. Lee |
445,834,335 |
375,319,532 |
821,153,867 |
26.28 |
|
| William Lim |
356,665,665 |
312,501,000 |
669,166,665 |
21.41 |
|
| Arlene Louisa T. Sy |
- |
1,100 |
1,100 |
0 |
|
| Rolando O. Raval, Jr. |
- |
1,100 |
1,100 |
0 |
|
| Marcos A. Legaspi |
- |
13,100 |
13,100 |
0 |
|
| Anthony Thomas C. Roxas, Jr. |
- |
496,100 |
496,100 |
0.02 |
|
| Jose Vicente C. Bengzon III |
- |
100 |
100 |
0 |
|
| Raul M. Leopando |
- |
100 |
100 |
0 |
|
| Chun Bing G. Uy |
- |
100 |
100 |
0 |
|
|
802,500,000 |
1,359,087,461 |
2,161,587,461 |
69.17 |
|
B. Officers
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| Arlene Louisa T. Sy (please refer to above shareholdings) |
- |
- |
- |
- |
|
| Rolando O. Raval, Jr. (please refer to above shareholdings) |
- |
- |
- |
- |
|
| Marcos A. Legaspi (please refer to above shareholdings) |
- |
- |
- |
- |
|
| Anthony Thomas C. Roxas, Jr. (please refer to above shareholdings) |
- |
- |
- |
- |
|
| Dennis F. Uy |
- |
1,000 |
1,000 |
0 |
|
| Anita Lim |
89,166,665 |
73,334,308 |
162,500,973 |
5.2 |
|
|
89,166,665 |
73,335,308 |
162,501,973 |
5.2 |
|
C. Principal/Substantial Stockholders
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| Jendres Holdings, Inc. |
537,500,000 |
- |
537,500,000 |
17.2 |
|
| Unitrust Investments Corporation |
312,500,000 |
- |
312,500,000 |
10 |
|
| Virdura Holdings, Inc. |
312,500,000 |
- |
312,500,000 |
10 |
|
| Lawrence O. Lee (please refer to above shareholdings) |
- |
- |
- |
- |
|
| Ricardo A. Lee (please refer to above shareholdings) |
- |
- |
- |
- |
|
| William Lim (please refer to above shareholdings) |
- |
- |
- |
- |
|
|
1,162,500,000 |
0 |
1,162,500,000 |
37.2 |
|
D. Affiliates
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| - |
- |
- |
- |
- |
|
|
0 |
0 |
0 |
0 |
|
E. Government
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| - |
- |
- |
- |
- |
|
|
0 |
0 |
0 |
0 |
|
F. Banks
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| - |
- |
- |
- |
- |
|
|
0 |
0 |
0 |
0 |
|
G. Employees
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| - |
- |
- |
- |
- |
|
|
0 |
0 |
0 |
0 |
|
H. Lock-Up Shares
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| - |
- |
- |
- |
- |
|
|
0 |
0 |
0 |
0 |
|
I. Others
| Name |
Direct |
Indirect |
Total direct & indirect shares |
% to Total Outstanding Shares |
|
| - |
- |
- |
- |
- |
|
|
0 |
0 |
0 |
0 |
|
Number of Listed Common Shares |
3,125,001,300 |
Total Number of Non-Public Shares |
2,324,089,434 |
Total Number of Shares Owned by the Public |
800,911,866 |
| Public Ownership Percentage |
25.63 |
| Other Relevant Information |
Kindly note that the shares of Jendres Holdings, Inc., Unitrust Investments Corporation, and Virdura Holdings, Inc. are also reflected as indirect shares of Mr. Lawrence Lee, Mr. Ricardo Lee, and Mr. William Lim, respectively. |
Filed on behalf by:
| Name |
Darwin Mendoza |
| Designation |
Compliance Officer |