SECURITIES AND EXCHANGE COMMISSIONSEC FORM 17-C

CURRENT REPORT UNDER SECTION 17
OF THE SECURITIES REGULATION CODE
AND SRC RULE 17.2(c) THEREUNDER

1. Date of Report (Date of earliest event reported)

Nov 13, 2026

2. SEC Identification Number

A199910065

3. BIR Tax Identification No.

203-523-208-000

4. Exact name of issuer as specified in its charter

COL Financial Group, Inc.

5. Province, country or other jurisdiction of incorporation

Metro Manila, Philippines

6. Industry Classification Code(SEC Use Only)

7. Address of principal office

24/F East Tower, Tektite Towers, Exchange Road, Ortigas Center, Pasig City Postal Code 1605

8. Issuer's telephone number, including area code

(02) 8636-5411

9. Former name or former address, if changed since last report

Not Applicable

10. Securities registered pursuant to Sections 8 and 12 of the SRC or Sections 4 and 8 of the RSA

Title of Each Class	Number of Shares of Common Stock Outstanding and Amount of Debt Outstanding
Common Shares	9,519,999,994

11. Indicate the item numbers reported herein

Item #9

The Exchange does not warrant and holds no responsibility for the veracity of the facts and representations contained in all corporate disclosures, including financial reports. All data contained herein are prepared and submitted by the disclosing party to the Exchange, and are disseminated solely for purposes of information. Any questions on the data contained herein should be addressed directly to the Corporate Information Officer of the disclosing party.

COL Financial Group, Inc.COL

PSE Disclosure Form 4-30 - Material Information/Transactions References: SRC Rule 17 (SEC Form 17-C) and
Sections 4.1 and 4.4 of the Revised Disclosure Rules

Subject of the Disclosure
Results of the Meeting of the Board of Directors
Background/Description of the Disclosure
Please be informed that at the meeting of the Board of Directors of COL Financial Group, Inc. (the “Company”) held today, 13 November 2026, the following resolutions were approved: 1. Operations and Financial Report of the Company for the quarter ended 30 September 2026. 2. Renaming the Nomination Committee to the Corporate Governance Committee. 3. Setting of the Annual Stockholders’ Meeting on 14 May 2027, Friday, 11:00 AM. As approved by a majority of the Board of Directors, the Company will be conducting the annual stockholders’ meeting by remote communication. Stockholders may attend and participate by remote communication and vote in absentia or by proxy, using the online portal and in accordance with the procedure to be disclosed in the Information Statement and published in the Company’s website at www.colfinancial.com. Only stockholders of record at the close of business on 16 April 2027 are entitled to notice of and to vote at said meeting and any adjournment thereof. As per By-Laws, the Stock and Transfer Books of the Company will be closed from 16 April 2027 to 14 May 2027. 4. Merger of Subsidiaries and Conversion to Umbrella Fund The Company’s Board of Directors approved and ratified the following actions of the Boards of Directors of its subsidiaries COL Equity Index Unitized Mutual Fund, Inc. ("CEIF") and COL Strategic Growth Equity Unitized Mutual Fund, Inc. ("CSG", and together with CEIF, the "Funds"): 1. the merger of CSG into CEIF, with CEIF as the surviving corporation, under Sections 75 to 79 of the Revised Corporation Code; 2. the amendments to the Articles of Incorporation of CEIF and the conversion of CEIF into an Umbrella Fund with two (2) initial Sub-funds in accordance with SEC Memorandum Circular No. 14, Series of 2026; and 3. the receipt by the Company of 49,999,993 common shares of CEIF in exchange for its 49,999,993 shares in CSG at the ratio stated in the Plan of Merger. The merger and conversion are subject to the approval of the stockholders of each Fund and of the Securities and Exchange Commission.
Other Relevant Information
None