Please be advised that the change in corporate name and stock symbol of Phoenix Semiconductor Philippines Corp. (“PSPC”) to SFA Semicon Philippines Corporation ("SSP") will be reflected on the Exchange's trading system effective on Tuesday, June 6, 2017.
SECURITIES AND EXCHANGE COMMISSIONSEC FORM 17-C
CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c) THEREUNDER
1. Date of Report (Date of earliest event reported)
May 29, 2017
2. SEC Identification Number
CS201000985
3. BIR Tax Identification No.
007-582-936
4. Exact name of issuer as specified in its charter
PHOENIX SEMICONDUCTOR PHILIPPINES CORP.
5. Province, country or other jurisdiction of incorporation
9. Former name or former address, if changed since last report
Not Applicable
10. Securities registered pursuant to Sections 8 and 12 of the SRC or Sections 4 and 8 of the RSA
Title of Each Class
Number of Shares of Common Stock Outstanding and Amount of Debt Outstanding
Common Shares
2,165,024,111
11. Indicate the item numbers reported herein
Item 9. Other Events
The Exchange does not warrant and holds no responsibility for the veracity of the facts and representations contained in all corporate disclosures, including financial reports. All data contained herein are prepared and submitted by the disclosing party to the Exchange, and are disseminated solely for purposes of information. Any questions on the data contained herein should be addressed directly to the Corporate Information Officer of the disclosing party.
Phoenix Semiconductor Philippines Corp.PSPC
PSE Disclosure Form 4-7 - Change in Corporate Name and/or Stock Symbol References: SRC Rule 17 (SEC Form 17-C) and Section 4.4 of the Revised Disclosure Rules
Subject of the Disclosure
Change in Corporate Name and Stock Symbol
Background/Description of the Disclosure
Change in Corporate Name and Stock Symbol
Date of Approval by Board of Directors
Feb 17, 2017
Date of Approval by Stockholders
Apr 21, 2017
Date of Approval by Securities and Exchange Commission
May 25, 2017
Previous Corporate Name
Phoenix Semiconductor Philippines Corp.
Previous Stock Symbol
PSPC
New Corporate Name
SFA Semicon Philippines Corporation
New Stock Symbol
SSP
Procedure(s) for updating stock certificates
Details of Stock Transfer Agent
Name
Securities Services and Corporate Agencies
Address
15/F South Tower BDO Corporate Center Makati Ave. Makati City
Contact Person
Lorraine Carpio
Inclusive dates when the old stock certificates can be replaced
Start Date
N/A
End Date
N/A
Documentary requirements
Individual Shareholders
1. Personal Appearance 2. Submit duly endorsed stock certificate 3. Letter of request to change the stock certificate 4. Bring two valid ID’s 5. Issuance fee – Php 20.00 Cancellation fee- Php 100.00
Corporate Shareholders
1. Notarized Secretary Certificate 2. Specimen Signature Card of the authorized signatories authenticated by the corporate secretary. 3. Photocopy of two valid ID’s of the authorized signatories with certified true copy of the corporate secretary 4. Articles and By Laws of the company 5. Letter of request to change the stockcertificate signed by the authorized signatories 6. Duly endorsed stock certificate signed by the authorized signatories 7. Issuance fee – Php 20.00 Cancellation fee- Php 100.00
Date of availability of new stock certificates
N/A
Procedures in case of lost stock certificates
REQUIREMENTS FOR THE REPLACEMENT OF LOSS STOCK CERTIFICATES:
1. Notarized Affidavit of Loss with undertaking, executed by registered owner, specifying the name of stock, name of registered owner, number of shares, certificate no/s. and circumstances of the loss. 2. Affidavit of Publication executed by the publisher of a newspaper of general circulation in the principal office of Issuer Corporation stating that the required Notice of Loss had been published once a week for three (3) consecutive weeks. 3. One-year surety bond to be posted in favor of Banco De Oro Unibank, Inc. in the amount twice the market value of the total shares lost, otherwise, issuance will be made one (1) year after the last date of publication. 4. Transfer fee – Php 100.00/certificate Cancellation fee – Php 20.00/certificate.
Other Relevant Information
Stock certificates bearing the former company name (Phoenix Semiconductor Philippines Corp.) shall be acceptable for valid transactions. Beneficial owners shall be allowed to request replacement of their stock certificates upon submission of requirements by the stock transfer agent.