C04037-2021

SECURITIES AND EXCHANGE COMMISSIONSEC FORM 17-C

CURRENT REPORT UNDER SECTION 17
OF THE SECURITIES REGULATION CODE
AND SRC RULE 17.2(c) THEREUNDER

1. Date of Report (Date of earliest event reported)
Jun 9, 2021
2. SEC Identification Number
PW-00000834
3. BIR Tax Identification No.
000-269-435
4. Exact name of issuer as specified in its charter
ROXAS AND COMPANY, INC.
5. Province, country or other jurisdiction of incorporation
Philippines
6. Industry Classification Code(SEC Use Only)
7. Address of principal office
7F Cacho Gonzales Bldg., 101 Aguirre St., Legaspi Village, Makati City Postal Code 1229
8. Issuer's telephone number, including area code
(632) 8810-8901 to 06
9. Former name or former address, if changed since last report
CADP GROUP CORPORATION
10. Securities registered pursuant to Sections 8 and 12 of the SRC or Sections 4 and 8 of the RSA
Title of Each Class Number of Shares of Common Stock Outstanding and Amount of Debt Outstanding
Common 2,207,758,058
11. Indicate the item numbers reported herein
Item No. 9

The Exchange does not warrant and holds no responsibility for the veracity of the facts and representations contained in all corporate disclosures, including financial reports. All data contained herein are prepared and submitted by the disclosing party to the Exchange, and are disseminated solely for purposes of information. Any questions on the data contained herein should be addressed directly to the Corporate Information Officer of the disclosing party.

Roxas and Company, Inc.RCI

PSE Disclosure Form 9-2 - Sale of Treasury Shares References: Section 9 of the Revised Disclosure Rules

Subject of the Disclosure

Sale of treasury shares.

Background/Description of the Disclosure

On 24 September 2014, the Board approved the continuous sale of treasury shares as a fund raising initiative for working-capital and expansion projects. The company is programming this year to meet its business plan commitments by raising funds through the sale of treasury shares. The company started selling its treasury shares on 15 February 2018.

Type of Securities

Details of Sale of Treasury Shares
Date of Transaction Number of Shares Sold Price Per Share
Jun 9, 2021 1,260,000 1.04
Jun 9, 2021 240,000 1.05
Effects on Number of Shares
Before
After
Outstanding Shares
2,207,758,058
2,209,258,058
Treasury Shares
704,127,812
702,627,812
Cumulative Number of Shares Sold to Date 1 175,354,076
Number of Shares Authorized for Sale 933,703,514
Other Relevant Information

-

1 From the date when the sale of treasury shares program commenced.

Filed on behalf by:
Name Monica Isabelle Villanueva
Designation Compliance Officer/ Asst. Corporate Secretary