Please refer to Annex A for the Implementing Guidelines for the Reservation and Allocation of RL Commercial REIT, Inc.’s (“RCR” or the “Company”) Offer Shares to the active Eligible Trading Participants of the Exchange (“Eligible TPs”) through the Lead Local Underwriter, which will be used in the forthcoming Initial Public Offering (“IPO”) through the Eligible TPs.
The following are the other Annexes of the attached Implementing Guidelines for the Eligible TPs:
1) Annex B: Application and Settlement Procedures for Eligible TPs under the Local Small Investors Program of the PSE through the PSE Electronic Allocation Systems (“PSE EASy”);
2) Annex C: Procedures relative to the Implementing Guidelines for the Reservation and Allocation of RCR’s Offer Shares to Eligible TPs;
3) Annex D: Firm Undertaking to Purchase Offer Shares of RCR;
4) Annex E: List of Application Documents;
5) Annex F: Trading Participant’s Endorsement & Certification for Eligible TP Applicants;
6) Annex G: Trading Participant’s Endorsement & Certification for LSI Applications;
7) Annex H: Affidavit of Undertaking to Submit Original Copies of the Documents;
8) Annex I-1: Form of TP Sales Report;
9) Annex I-2: Form of LSI Sales Report;
10) Annex J: Form of Email Notice of Applicants with Deficiencies;
11) Annex K: Notice of Rejection; and
12) Annex L: BPI Bills Payment Guidelines.
Eligible TPs shall be required to open and maintain a segregated sub-account for the holdings of each client under the Name on Central Depository (“NoCD”) facility of the PDTC. For this purpose, each Eligible TP shall obtain, and warrant that it has obtained, a client’s consent for the collection, processing and sharing of a client’s information used to set-up a client’s NoCD sub-account to PDTC.
The Eligible TPs shall strictly observe the terms of the said guidelines, which will facilitate a fair and orderly distribution of the Offer Shares.
In case of failure by the TPs to comply with the Firm Undertaking, the Exchange will take appropriate action.
For your information and guidance. |
NOTICE