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COL Financial Group, Inc.

Company Description
COL Financial Group (COL), formerly, Inc., was incorporated on August 16, 1999, and on February 21, 2012, SEC approved the Company's change in name to the present one. COL is engaged in the business of brokerage and/or dealership of securities, and provides stock brokerage services through the internet.

The Company provides its customers with an array of products and services including full-service online stock brokerage, wide selection of mutual funds in a single platform, professional equity advisory services, investing tools and functionalities, research support, investor education seminars, market updates and information-driven briefings, and customer support.

In April 2017, Daiwa Securities Group, Inc. (Daiwa) acquired 14.9% of COL, giving Daiwa the opportunity to participate in the Philippine retail trading segment. Daiwa is an established financial services firm in Asia.

The Company owns 100% of COL Securities (HK) Limited, a foreign subsidiary domiciled and incorporated in Hong Kong, which primarily acts as a stockbroker and invests in securities.

In 2019, COL set up its own asset management firm, COL Investment Management Inc. to serve as the fund manager for COL Equity Index Unitized Mutual Fund Inc. and COL Cash Management Unitized Mutual Fund Inc.

Source: SEC Form 17-A (2020)
Security Information
Sector Financials
Subsector Other Financial Institutions
Corporate Life 0
Incorporation Date Aug 16, 1999
Number of Directors 11
Stockholders' Meeting as per By-Laws any date in March of each year
Fiscal Year 12/31 (Month/Day)
External Auditor SyCip, Gorres, Velayo & Company
Transfer Agent Professional Stock Transfer, Inc.
Contact Information
Business Address 24/F East Tower, Tektite Towers, Exchange Road, Ortigas Centre, Pasig City
E-mail Address
Telephone Number (02) 8636-5411
Fax Number (02) 8634-6958